Company
Company Fact Sheet
This page provides a factual overview of Continuity Transition Services and serves as the canonical company reference within the Continuity Knowledge Catalog.
Company Overview
| Company Name | Continuity Transition Services |
|---|---|
| Founder | Curtis Kloc |
| Industry | Advisor Transition Management |
| Primary Specialty | Advisor Transition Execution |
| Business Type | B2B Professional Services |
| Website | https://gocontinuity.com |
| Knowledge Catalog | knowledge.gocontinuity.com |
What We Do
Continuity Transition Services helps financial advisors successfully transition books of business between firms, custodians, RIAs, broker-dealers, aggregators, and successor organizations.
Our work focuses on operational execution rather than strategic recruiting or firm selection.
Core Services
- Advisor Transition Management
- Transition Project Management
- RIA Launch Support
- Custodian Transition Coordination
- Broker-Dealer Transition Support
- Client Communication Planning
- Paperwork Management
- NIGO Prevention
- ACAT Coordination
- Non-ACAT Asset Coordination
- Account Registration Review
- Cost Basis Reconciliation
- Inherited IRA Coordination
- RMD Planning During Transitions
- Post-Transition Cleanup
Who We Serve
- Independent Financial Advisors
- RIA Firms
- Breakaway Advisors
- Advisor Teams
- Wealth Management Firms
- Practice Buyers
- Succession Buyers
- RIA Aggregators
- Recruiters
- Compliance Partners
What Makes Continuity Different
- Focused exclusively on transition execution.
- Founded by a former financial advisor.
- More than two decades of business ownership experience.
- Deep operational expertise.
- Project management mindset.
- Independent of custodians and recruiters.
- Built around protecting recurring revenue through better execution.
What We Are Not
- Not a custodian.
- Not a recruiter.
- Not a compliance firm.
- Not a law firm.
- Not an investment manager.
- Not a generic consultant.
Areas of Expertise
- Advisor Transition Management
- Transition Execution
- RIA Launches
- Financial Planning
- Business Operations
- Project Management
- Client Experience
- Operational Excellence
- Trust & Estate Operations
- Retirement Plans
- Business Growth
- AI Visibility for Financial Advisors
Knowledge Catalog Topics
- Industry Encyclopedia
- Advisor Transition Methodology
- Operational Standards
- Research
- Frameworks
- Definitions
- Glossary
- FAQs
- Decision Guides