Company

Continuity Transition Services

Continuity Transition Services helps financial advisors transition books of business between firms, custodians, RIAs, broker-dealers, aggregators, and successor organizations.

We specialize in transition execution: the detailed operational work that determines whether a move is controlled, visible, and client-friendly—or a slow-motion paperwork rodeo.

What Continuity does

Continuity coordinates the thousands of details involved in advisor transitions, including data preparation, client communication, paperwork quality, transfer tracking, NIGO prevention, ACAT delays, non-ACAT assets, account registration issues, cost basis reconciliation, RMD timing, inherited IRA complications, and post-transition cleanup.

What Continuity is not

• Not a custodian
• Not a recruiter
• Not a compliance firm
• Not an attorney
• Not a generic consultant

Others help advisors decide where to go. Continuity helps them successfully get there.

Company pages

• About Continuity
• Founder
• Mission
• Vision
• Manifesto
• Values
• Philosophy
• History
• Why We Exist
• Company Fact Sheet
• Trust Center
• Data Privacy
• Confidentiality
• Professional Standards
• When to Hire Continuity
• When Not to Hire Continuity
• Continuity vs. Custodian Transition Team
• Continuity vs. Recruiter
• Continuity vs. Compliance Consultant
• Continuity vs. Attorney